A Review of Proposed Reforms Aligned with the National Education Policy 2020

 

A Review of Proposed Reforms Aligned with the National Education Policy 2020

 Khritish Swargiary

(khritish@teachers.org)

 

Abstract: The National Education Policy 2020 aims to improve how Indian universities and colleges are evaluated, accredited, and ranked. This review article looks at the proposed changes to align the current systems with the new policy's goals of making the processes simpler, more trustworthy, objective, and streamlined.

Right now, not many Indian universities participate in accreditation and ranking exercises. The processes are often complicated, with too much subjective assessment and not enough focus on actually measuring student learning outcomes.

The article reviews recommendations from various committees on increasing participation, simplifying processes, focusing on real educational outcomes, better coordination between accreditation and ranking, building expertise, improving data management, considering the diversity of institutions, and following global best practices.

The review identifies gaps like low participation, overly complex procedures, lack of outcome-based assessment, insufficient expertise, and lack of transparency. It provides suggestions like simplifying processes, developing frameworks to assess learning outcomes, integrating accreditation and ranking, creating incentives for participation, and making accreditation mandatory for certain programs.

By fixing these issues and implementing the recommendations, Indian authorities can strengthen university accreditation and ranking systems. This will promote a culture of continuous improvement and make Indian universities more globally competitive.

Keywords: University accreditation, National Education Policy 2020, University rankings, Educational quality assurance, Assessing learning outcomes.

 

INTRODUCTION

 

The National Education Policy 2020 (NEP 2020) marked a significant milestone in the Indian education system, aiming to transform and revitalize the higher education landscape. One of the key objectives outlined in the policy is to strengthen the assessment, accreditation, and ranking processes for higher education institutions (HEIs) in the country. Recognizing the importance of these processes in ensuring quality, transparency, and accountability, the NEP 2020 envisions the establishment of a National Accreditation Council (NAC) as a "meta-accrediting body" under the proposed Higher Education Commission of India (HECI).

 

Currently, multiple agencies within the ambit of the Government of India are mandated for periodic approvals, assessment, accreditation, and ranking of HEIs. These include the National Assessment and Accreditation Council (NAAC), the National Board of Accreditation (NBA), the All India Council of Technical Education (AICTE), and the National Institutional Ranking Framework (NIRF). While these agencies have played a crucial role in ensuring quality standards, there have been concerns regarding the low level of willingness of HEIs to volunteer for the assessment and accreditation processes, the cumbersome information requirements, overarching subjective processes, and inconsistencies between assessments by different agencies.

 

In response to these challenges, the Ministry of Education, the University Grants Commission (UGC), and other stakeholders have undertaken extensive deliberations and consultations to strengthen the assessment, accreditation, and ranking systems. This review article examines the proposed transformative reforms aimed at aligning the existing processes with the vision of the NEP 2020, promoting a simple, trust-based, credible, objective, and rationalized approach to higher education accreditation and ranking.

 

Research Objectives:

       i.          Review the current accreditation, assessment and ranking processes for Indian universities and colleges.

     ii.          Examine the proposed reforms to align these processes with the new National Education Policy 2020.

   iii.          Analyze recommendations from committees on improving the accreditation and ranking systems. 

    iv.          Identify challenges like low participation, complex procedures, lack of outcome-based assessment.

      v.          Provide suggestions like simplifying processes, developing outcome-based frameworks, integrating systems, creating incentives, and following global best practices.

    vi.          Explore strategies to promote continuous improvement and global competitiveness of Indian universities through reformed accreditation and ranking.

 

RESEARCH METHODOLOGY

 

This review article is based on an analysis of the proposed reforms outlined in the reports and recommendations of various committees constituted by the Ministry of Education, the University Grants Commission (UGC), and the Chairman of the Executive Committee of NAAC. The research design employed a qualitative approach, involving a thorough examination of the relevant documents and reports.

 

1)     Research Tools Used: The primary research tools utilized in this study include:

 

a)     Document Analysis: Comprehensive analysis of the reports and recommendations from the following committees:

i.       Committee-1 of UGC, chaired by Prof. Bhushan Patwardhan

ii.     Committee-2 of UGC, chaired by Prof. Surendra Prasad

iii.   Committee-3 of UGC, chaired by Prof. M.K. Sridhar

iv.   Audit Committee of the Chairman EC-NAAC, chaired by Prof. J.P. Joorel

 

b)     Literature Review: A comprehensive review of relevant academic literature, research studies, and publications related to higher education accreditation, ranking, and the implementation of the National Education Policy 2020.

 

2)     Research Procedure: The research procedure involved the following steps:

 

a)     Data Collection: Gathering the relevant reports, recommendations, and stakeholder feedback from the Ministry of Education, UGC, and other official sources.

 

b)     Document Analysis: Conducting a thorough analysis of the documents, identifying the key proposed reforms, recommendations, and rationale provided by the respective committees.

 

c)     Literature Review: Conducting a comprehensive review of academic literature and research studies related to higher education accreditation, ranking, and the implementation of the NEP 2020.

 

d)     Data Synthesis: Synthesizing the findings from the document analysis, stakeholder consultation analysis, and literature review to develop a comprehensive understanding of the proposed reforms and their potential impact.

 

e)     Drafting the Review Article: Structuring the review article by incorporating the synthesized findings, including the introduction, literature review, research methodology, results and findings, recommendations, and conclusions.

 

f)      Peer Review and Revisions: Subjecting the draft review article to peer review and making necessary revisions based on the feedback and suggestions received.

 

RESULTS AND FINDINGS

 

1)     Current State of Accreditation and Ranking in India:

a)     Out of 1,219 degree-awarding institutions, only 447 (36.67%) have received accreditation from NAAC.

b)     Among 43,796 colleges, only 9,479 (21.64%) have been accredited by NAAC.

c)     NAAC has conducted a total of 16,915 accreditations across all cycles for Higher Education Institutions (HEIs).

d)     43 out of 55 Central Universities under the Ministry of Education have been accredited.

e)     292,267 out of 649 programs offered by NITs have been accredited by NBA.

 

2)     Indian HEIs in QS World University Ranking 2023:

a)     Indian Institute of Science (IISc) secured the 155th position globally.

b)     Indian Institutes of Technology (IITs) have shown consistent improvement in rankings.

c)     Notable improvement is observed in various Indian universities, including IITs, Central Universities (CUs), Institutes of Eminence (IoEs), and Institutions Deemed to be Universities (IDTBUs).

d)     66 Indian institutions have been ranked across various disciplines in the QS World University Rankings by Subjects 2023.

 

3)     Reports from Related Committees:

a)     Collaboration between NAAC, NBA, and NIRF is essential for developing the National Accreditation Council (NAC).

b)     Emphasis on holistic education, focusing on achieving learning outcomes across intellectual dimensions.

c)     Accreditation should assess outcome-based General and Specialized Education, incorporating qualitative and quantitative parameters.

d)     Synergizing accreditation and ranking processes to enhance the overall quality of higher education.

e)     Establishment of a national portal for data collection and a robust auditing mechanism.

f)      Consideration of institutional diversity, including location and vision, in accreditation and ranking frameworks.

g)     Implementation of a fair grievance redressal mechanism.

 

4)     Global Best Practices in Accreditation:

a)     Transparency and compliance with strict adherence to norms.

b)     Assessment of student learning outcomes through various means, including examination scripts, question complexity, grading system, and student interviews.

c)     Measurement of student and faculty satisfaction levels through anonymous surveys and interviews.

d)     Mandatory accreditation for awarding degrees and practicing engineering as a profession.

e)     High level of engagement and mentoring throughout the accreditation process, from pre-assessment to post-accreditation phases.

 

Discussions to research objectives:

       i.          Review of Current Processes: The document outlines the current landscape of accreditation, assessment, and ranking of Indian higher education institutions (HEIs). Multiple agencies like the UGC, NAAC, NBA, AICTE, and NIRF are involved in approvals, accreditation, and rankings, resulting in a complex ecosystem. As of September 2023, only about 37% of universities and 22% of colleges have received NAAC accreditation, indicating low participation levels.

     ii.          Proposed Reforms and the NEP 2020: The National Education Policy 2020 envisions transforming the regulatory system by separating functions like regulation, accreditation, funding, and standard-setting into distinct verticals under the proposed Higher Education Commission of India (HECI). The National Accreditation Council (NAC) is envisioned as the meta-accrediting body overseeing an independent ecosystem of accreditation and ranking. Key reforms proposed include a shift towards binary accreditation, public self-disclosure, good governance, and outcome-based assessment.

   iii.          Analysis of Committee Recommendations: The document summarizes recommendations from four committees constituted by the UGC in 2022 to improve accreditation and ranking systems. These include streamlining processes, developing a national data repository, ensuring quality protocols, promoting self-assessment, standardizing outcome evaluation, integrating institutional and program accreditation, mentoring experts and faculty, and ultimately accrediting all HEIs in the country.

    iv.          Challenges Identified: Several challenges in the current system are highlighted, such as low willingness of HEIs to participate, cumbersome information requirements, subjective processes, inconsistencies between assessments by different agencies, lack of emphasis on learning outcomes, and a one-size-fits-all model that does not account for institutional diversity.

      v.          Suggestions and Global Best Practices: The document proposes simplifying processes, adopting an incentive-based and facilitation-oriented approach, studying global best practices, streamlining documentation and verification processes, rationalizing recognition and accreditation by multiple agencies, and focusing on outcome-based assessment. Global best practices mentioned include transparency, compliance, assessment of student learning outcomes, measuring satisfaction, mandatory accreditation, and robust engagement throughout the accreditation process.

    vi.          Promoting Continuous Improvement and Global Competitiveness: The document highlights the need for greater participation from HEIs in accreditation and ranking exercises to align with the nation's ambitious goals for higher education. Efforts like the National Institutional Ranking Framework (NIRF) and improvements in the QS World University Rankings for Indian institutions demonstrate progress towards global competitiveness. However, the reformed accreditation and ranking systems proposed in the NEP 2020 aim to drive continuous improvement in quality, self-governance, and autonomy of Indian HEIs, ultimately enabling them to achieve top global rankings.

 

SUGGESTIONS

 

1)     Increasing Participation in Accreditation and Ranking:

a)     Encourage more HEIs to participate in accreditation and ranking exercises through incentives, awareness campaigns, and facilitation-oriented approaches.

b)     Adopt a voluntary yet periodic participation model for all HEIs, aligning with the NEP 2020's vision.

 

2)     Simplification and Rationalization of Accreditation Processes:

a)     Streamline and simplify the accreditation processes by reducing cumbersome information requirements and subjective assessments.

b)     Develop standardized formats for self-assessment reports and protocols for evaluating education delivery and outcomes.

c)     Adopt a binary accreditation decision system, aligning with international standards and best practices.

d)     Integrate institutional and program-based accreditation processes for a holistic assessment.

 

3)     Emphasis on Outcomes and Holistic Education:

a)     Shift the focus of accreditation towards assessing learning outcomes and holistic education across intellectual dimensions.

b)     Incorporate qualitative and quantitative parameters in the accreditation framework to measure General and Specialized Education outcomes.

 

4)     Synergy between Accreditation and Ranking:

a)     Establish a synergistic relationship between accreditation and ranking processes to enhance the overall quality of higher education.

b)     Distinguish between minimum quality standards (accreditation) and excellence (ranking) while aligning their processes.

 

5)     Capacity Building and Mentoring:

a)     Develop quality protocols for the selection and deployment of accreditation experts to prevent system distortions.

b)     Implement mentoring programs for accreditation experts and faculty to improve education delivery and the accreditation process.

 

6)     Transparent and Robust Data Management:

a)     Establish a national portal for data collection and a reliable unique data repository for HEIs' information.

b)     Implement a robust auditing mechanism to ensure data integrity and transparency.

 

7)     Consideration of Institutional Diversity:

a)     Develop accreditation and ranking frameworks that consider institutional diversity, including location, vision, and type of university.

 

8)     Grievance Redressal Mechanism:

a)     Implement a fair and accessible grievance redressal mechanism to address concerns and disputes related to accreditation and ranking processes.

 

9)     Alignment with Global Best Practices:

a)     Adopt best practices from advanced nations, such as transparency, compliance, assessment of student learning outcomes, measurement of satisfaction, and engagement throughout the accreditation process.

b)     Consider making accreditation mandatory for awarding degrees and practicing certain professions, in line with international norms.

 

By implementing these recommendations, the accreditation and ranking systems in India can be streamlined, strengthened, and aligned with the vision of the National Education Policy 2020, ultimately enhancing the quality and global competitiveness of Indian Higher Education Institutions.

 

Based on the findings and discussions, the following gaps/lacks and future recommendations can be made for the authorities

Gaps/Lacks:

       i.          Low Participation in Accreditation and Ranking: The data shows that only a small percentage of Indian Higher Education Institutions (HEIs) have been accredited or ranked, indicating a low level of participation in these processes.

     ii.          Cumbersome Processes and Subjective Assessments: The current accreditation processes are often criticized for being cumbersome, with extensive information requirements and subjective assessments, deterring HEIs from participating.

   iii.          Lack of Focus on Outcomes and Holistic Education: The existing accreditation systems primarily focus on inputs and processes, with limited emphasis on assessing learning outcomes and holistic education across intellectual dimensions.

    iv.          Lack of Integration and Synergy: There is a lack of integration and synergy between accreditation processes (institutional and program-based) and ranking systems, leading to potential inconsistencies and duplication of efforts.

      v.          Capacity and Expertise Constraints: The report highlights the need for capacity building and mentoring of accreditation experts and faculty to ensure the quality and effectiveness of the accreditation process.

    vi.          Data Management and Transparency: The absence of a robust and transparent data management system for HEIs' information and accreditation processes is a significant gap that needs to be addressed.

  vii.          Lack of Incentives and Recognition: The report suggests a lack of sufficient incentives and recognition for HEIs to actively seek accreditation, which could be a deterrent to their participation.

 

Future Recommendations for Authorities:

       i.          Streamlining and Simplifying Processes: Authorities should focus on streamlining and simplifying the accreditation processes, reducing cumbersome information requirements and subjective assessments, to encourage greater participation from HEIs.

     ii.          Outcome-based and Holistic Assessment Framework: Develop an assessment framework that places greater emphasis on evaluating learning outcomes and holistic education across intellectual dimensions, incorporating qualitative and quantitative parameters.

   iii.          Integration of Accreditation and Ranking Systems: Establish a synergistic and integrated approach to accreditation (institutional and program-based) and ranking systems, aligning their processes and reducing duplication of efforts.

    iv.          Capacity Building and Mentoring Initiatives: Implement capacity-building and mentoring programs for accreditation experts and faculty to enhance their expertise and improve the quality of education delivery and accreditation processes.

      v.          Robust Data Management and Transparency: Develop a national portal and a reliable unique data repository for HEIs' information, coupled with a robust auditing mechanism to ensure data integrity and transparency.

    vi.          Incentives and Recognition Programs: Introduce incentives and recognition programs for HEIs that actively participate in accreditation and ranking exercises, fostering a culture of continuous improvement and quality enhancement.

  vii.          Alignment with Global Best Practices: Collaborate with international accreditation agencies and adopt global best practices, such as transparency, compliance, assessment of student learning outcomes, measurement of satisfaction, and engagement throughout the accreditation process.

viii.          Mandatory Accreditation for Specific Programs: Consider making accreditation mandatory for certain programs or professions, aligning with international norms and ensuring quality assurance in critical fields.

 

CONCLUSIONS

 

The review article highlights the current state of accreditation and ranking of Higher Education Institutions (HEIs) in India, including the participation levels, achievements, and challenges faced. While progress has been made, significant gaps and areas for improvement remain. The recommendations provided emphasize streamlining processes, focusing on outcomes and holistic education, integrating accreditation and ranking systems, building capacity, ensuring data transparency, providing incentives, and aligning with global best practices.

 

By addressing these gaps and implementing the recommended measures, the authorities can strengthen the accreditation and ranking systems, fostering a culture of continuous quality improvement and enhancing the global competitiveness of Indian HEIs. This, in turn, will contribute to realizing the ambitious goals outlined in the National Education Policy 2020 and propel India's higher education sector to greater heights.

 

It is crucial for the authorities to prioritize these recommendations and take decisive actions to overhaul the existing systems, ensuring that Indian HEIs are equipped to meet the evolving demands of the 21st century and position themselves as leading institutions on the global stage.

 

REFERENCES

 

Ministry of Education, Government of India. (3 Jan 2023). Annexure-2: MoE Order setting up a Sub-Committee of Specialists.

Ministry of Education, Government of India. (3 Nov 2022). Annexure-1: MoE Order setting up the Committee.

Ministry of Education, Government of India. (November 2023). Report of The Overarching Committee. Department of Higher Education.

National Assessment and Accreditation Council (NAAC). (2019). Quality Indicator Framework for Assessment and Accreditation. Available at: http://www.naac.gov.in/images/docs/Manuals/Affiliated-College-Manual-9aug18-based-on-19ju118-_.pdf.

National Assessment and Accreditation Council (NAAC). (Year). Title of the webpage. Available at: www.naac.gov.in.

University Grants Commission, Government of India. (2022). Reports from Four Related Committees Constituted in 2022.

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